Total Income 2. Expenses 2.1 Expenses on Borrowing 2.2 Fee and Service Expenses 2.3 Bad debt and doubtful accounts 2.4 Shares of loss of subsidiaries and affiliated 2.5 Operating expenses 2.5.1 Personnel
หนี้สงสัยจะสูญ (Bad debt and doubtful accounts) หมายถึง ลูกหนี้ธุรกิจหลักทรัพย์และดอกเบี้ยค้างรับที่ได้ติดตามทวงจนถึงที่สุดแล้ว แต่ไม่ได้ รับชำระหนี้ รวมทั้งจำนวนที่กันไว้สำหรับลูกหนี้ธุรกิจหลักทรัพย์และ
และค่าธรรมเนียมในการกู้ยืมเงิน 2.3 หนี้สูญและหนี้สงสัยจะสูญ (Bad debt and doubtful accounts) หมายถึง ลูกหนี้ธุรกิจหลักทรัพย์/ธุรกิจสัญญาซื้อขายล่วงหน้า และดอกเบี้ยค้างรับที่ได้ติดตาม ทวงถามจนถึงที่สุด
Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the
members of the Stock Exchange, regardless of whether such trading is for clients’ accounts or proprietary account, deducted by the trading value of debt securities; (3) the license fee for members of a
as follows: (1) issue notices to the creditors whose names appear in the accounts and related documents of the mutual fund, instructing them to submit demand for debt repayment to the liquidator within
of securities brokerage, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions
operation of all types of securities businesses throughout any calendar year, the licensee shall pay only the minimum fee as specified under Paragraph 1, except that the licensees in the category of debt
obligations with the intermediary and having been segregated clearly. Chapter 1 Scope of Proceeding _________________ Clause 4 For the purpose of debt repayment in the capital market as a whole and for a client
Particulars of Client’s Assets Clause 12. A securities company shall provide an account of each client’s assets under custody of the securities company. Such account shall be separated from other asset accounts