the audit firm …………….…... Note: Signatures of the head and the authorized person of the audit firm are required, together with the audit firm’s seal (if any). Form 61 – 2

an audit firm ………………………………………….. Note : Signatures of the audit firm’s leader and authorized director and the audit firm’s seal (if any) are required.

available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC

director with audit firm’s seal (if any) are required every page. Document Checklists for Normal Applicants (Please mark X for all that apply) Documents Yes No N/A Reasons for No and N/A (1) Form 61-1 F

' decision making significantly or ensure equal information access for all investors, as deemed necessary and useful. In any case, the Company has the duty to disclose accurate and sufficient information that

firm’s seal (if any) as well as affix signature on every page of the Form of audit firm Profile and Details. In this respect, if the authority to affix signature on the Form of audit firm Profile and

) Chapter 2: IT Security with the following details: 2.1 Information Security Policy; 2.2 Organization of Information Security; 2.3 Human Resource Security; 2.4 Asset Management; 2.5 Access Control 2.6

2 ตารางแสดงรายละเอียดการจัดเก็บหลักฐาน ประเภทหลักฐานที่ต้องจัดเก็บ รายละเอียดขั้นต่ำ ระยะเวลาจัดเก็บขั้นต่ำ หลักฐานการเข้าถึงพื้นที่หวงห้าม (physical access log) บุคคลที่เข้าถึง / วันเวลาที่ผ่านเข้า

with Chapter 1; (2) establishment of policies, measures, and management arrangement concerning information security in accordance with Chapter 2; (3) management of IT assets and the access control to

equal information access for all investors, as deemed necessary and useful. In any case, the Company has the duty and responsibility to disclose accurate and sufficient information that should be informed