securities company which is in a financial conglomerate with any of the following shareholding structures will be able to submit a request for an exemption from appointment of its independent director to the

, until 31 December B.E. 2554; (5) The following licensee of derivatives business license type Sor-1 shall maintain the status as a legal entity in conglomerate at all time during the period of undertaking

entity in a conglomerate at all time during the period of undertaking derivatives business and in accordance with details on the most recent shareholding structure shown to the SEC Office: (a) the licensee

public; (3) “ issuer ” shall include the promoters of a public limited company; (4) “ conglomerate company ” means a parent company and a subsidiary company ; (5) “ underwriter ” means a securities company

of interest. In the case where an executive holds a position required to work on a full-time basis, the executive shall take such position at only one securities company. Clause 3. In applying for

company (Chinese wall). There shall be at least measures for prevention of inside information leaking between work units and personnel who have an opportunity to access inside information of a securities

security of information technology in accordance with the criteria prescribed and notified by the SEC Office. Clause 9 The derivatives broker shall ensure that at least one-quarter of the company’s directors

shall cover all kind of potential risk occuring in the operation of business; (3) to protect against the use of inside information of units and personnel of the securities company (Chinese wall). By at

control and information technology security as specified in the notification of the SEC Office. Clause 8. Derivatives broker shall arrange to have independent director of at least one out of four directors

information shall cover at least the following matters: 1.1 Vision, objectives, goals and strategies Provide as much information as deemed appropriate on the vision, objectives, goals and business strategies of