virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
1. The following Notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorThor/Nor. 13/2542 Re: Qualifications and Other Prohibited Characteristics of
back office service from service provider as follows: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. OrThor. 7/2546 Re: Guidelines and Conditions for Securities
shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorThor/Nor/Yor. 14/2545 Re: Determination of Fees for the Operation of Licensed Businesses dated 19 February 2002. (2
convenient, expeditious and fair for investors, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as form 16 May
. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the SEC hereby issues the following regulations: Clause 1. In this Notification: “Fund” means any mutual fund or
Notification of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
: Clause 1. In this Notification: “Custodian agent” means the person whom the custodian appoints to be its agent in performing the duties relating to custody the assets of private fund; “Office” means the
. ---------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 1/2548 Re: Rules for the Exercise of Fund’s Voting Rights at the
Procedures for the1 Establishment and Management of Mutual Funds dated 16 December 1998 and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) and Clause 1(3) of the Notification of the Securities