and inventory register in most of the items while the company could not provide clear explanation about cause of such discrepancy. Chanunkorn, however, did not expand his audit scope, assess possible
months. Owing to the fact that {A}'s approved securities investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest of suspension
. Disclosed inappropriate behavior of {C}, a securities investment consultant. Suspension of {A} and {B} will be effective from October 10, 2014 while that of {D} will be effective from October 7, 2014. Note
the increase in stock price or index was not a key indicator of the capital market growth, while strong corporate governance (CG) of listed companies was found to be a key factor on well-protected
Section 243(1) in conjunction with Sections 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code, while {F} {G} {H} {I} and {J} violated
Natchaporn or Rassarin) were guilty for violating Sections 307, 308 and 311 (1) (2) (3) of the SEA and Sections 264 and 268 in conjunction with Sections 83 and 86 of the Penal Code while Budget Management and
?s capacity and competitiveness. The employment rate will increase while income inequality will be reduced. Furthermore, financial literacy will be strengthened in support of quality investor base
orders were sent through over the internet and under her securities trader ID while the client acknowledged and did not reject the transactions. {A} admitted that she was the one submitting all trading
. Salary will not be less than the amount previously obtained while welfare will be similar to that of SEC personnel working in the equivalent positions.?For inquiries on the above matter, please call the