currently more than 9,000 funds, or check whether any juristic person or person is properly licensed or approved in the capital market. By 2018 SEC aims to expand the scope of data services to be more

repeal of the trading lock-up rules whereby an offer for sale of shares that have been sold at a lower price than the SPO price are prohibited. This is to enhance the SPO process and allow an appropriate

shall come from SET's money or liquid assets, (3) the SET shall make an annual contribution to the CMDF at an amount not less than 90 percent of the SET's net income after tax and deduction of reserve for

warnings at the end of the funds’ names.  While REITs and infrastructure funds with remaining agreement periods of less than 10 years must warn investors that the fund’s net asset value will gradually

asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber

unit holders.Furthermore, SEC will launch an online submission channel for the convenience of the business providers rather than the usual CD submission, as well as a mean to alleviate burdens and the

Act.Meanwhile, the SEC was notified by a group of IFEC shareholders who together hold more than 10 percent of the total shares sold that they wished to exercise their rights under Section 100 of the Public

investment consultant for 6 months. Owing to the fact that {A}'s approved securities investment consultant status only lasts until December 31, 2014 which is less than 6 months, the suspension was then imposed

advisor (IFA) has advised against the shareholders? approval of such transaction because the offer price of 370 million baht is significantly higher than the fair price of 274 million baht by 96 million

offerings or determination of conversion price with discount (lower than market price) that have been applicable to domestic offerings of newly issued shares, share warrants and convertible debentures will