audited financial statements for the year 2016, the annual registration statement for the year 2016 (Form 56-1) and the annual report for the year 2016 (Form 56-2) to the SEC Office and the Stock Exchange

Mr. Khumsup Lochaya During December 11, 2008 to present, Mr. Khumsup Lochaya inaccurately reported or fail to reported to the SEC Office the acquisition or disposal of Superblock Public Company

Office. SEC Act S.56 and 199 Settlement Committee Meeting No. 10/2017 Settlement Committee Order No. 89/2017 Dated 15/11/2017

Mr. Thaveechat Churanggool Between 22 March 2017 to 21 April 2017 Mr. Thaveechat Churanggool, failed to report to the SEC Office the acquisition of NOK Airlines Public Company Limited (“NOK

Mr. Porameth Rungrongtanin Mr. Porameth Rungrongtanin as a nominee of Mr. Sathit Roongwatanapak filed reports (Form 246-2) to the SEC Office the acquisition or disposal of Asset Bright Public Company

and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the

Mr. Krirkrai Tribunyatkul On October 17, 2016 and May 3, 2017 Mr. Krirkrai Tribunyatkul as a nominee of Mr. Pete Bodharamik filed reports (Form 246-2) to the SEC Office the acquisition or disposal

Mr. Vorasit Pokachaiyapat Mr. Vorasit Pokachaiyapat failed to report the acquisition of Finansa Public Company Limited (“FNS”) shares to the SEC Office within the period specified in the

newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the failure to

sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the