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operates Dusit Hospitality Management College in the Philippines. Due to the delay of this project and to reduce the risk Dusit Thani PLC Management Discussion and Analysis For 4Q19 and FY2019 P a g e | 11
the Philippines. Due to the delay of this project and to reduce the risk Dusit Thani PLC Management Discussion and Analysis For 4Q19 and FY2019 P a g e | 11 of increasing capital in DHMC, DTPI decided
2001. (Translation) -9- category of investment advisory service prior to the effective date of this Notification, if the investment advisory company notifies in writing to the Office within fifteen days
: Rules, Conditions and Procedures for Securities Underwriting dated 11 July 2003 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that
this Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to the provisions of this Notification until notifications, orders and circulars issued under
Commission No. KorThor. 14/2546 Re: Rules, Conditions and Procedures for Securities Underwriting dated 11 July 2003 which have been in effect prior to the effective date of this Notification shall remain in
subject to Division 1; (2) the intermediary shall obtain an approval from the SEC Office as prescribed in rules under Division 2 except where the provision in any Clause of this Chapter permits to do so; (3
any Clause of this Chapter permits to do so; (3) the intermediary shall comply with Division 3. Division 1 Types of Function and Characteristics of Eligible Service Provider ___________________ Clause