minimum, as prescribed by the SEC. ** The Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 39/2553 Re: Granting of Approval for Auditors in the Capital Market dated 23
of the Securities and Exchange Commission No. Kor Jor. 12/2567 Re: Rules, Conditions and Procedures for Granting Approval of Initial Coin Offering Portals (No. 11): (https://publish.sec.or.th/nrs
or securities depositories by granting an exemption for cases which do not require approval of the Capital Market Supervisory Board, for example, amendment to the rules and regulations in compliance
. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of Section 9 and the third paragraph of
. Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining Approval and Granting to Perform Trust Business ___________________________________ By virtue of
Concerning Granting of Approval for Undertaking Securities Business” means the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) promulgated under the
paragraph of Section 25; (12) “Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business” means the Ministerial Regulation Concerning Granting of Approval for Undertaking
providing guidelines in accordance with the aforementioned Notification, mutatis mutandis, and shall submit the following evidentiary documentation to the SEC Office: (1) an application form for offering for
SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and providing services appropriately