. Main revenue was gained from KT Medical Service Co., Ltd. (special clinic for medical services by dialysis machines (Phattanakan) “Clinic”; and 2 dialysis units of government hospitals, which were
the category of derivatives brokerage which is securities company in the category of securities brokerage or securities dealing not limited to debt securities or investment units;” (3) “derivatives
of a private fund management company shall be in accordance with the specific rules prescribed under Clause13; (3) the determination of the investment policy of a private fund investing in the units of
, securities dealing or securities underwriting of investment units without undertaking custody of clients’ assets; (2) a securities company which obtains a securities business license in the category of
, securities dealing or securities underwriting of investment units without undertaking custody of clients’ assets; (2) a securities company which obtains a securities business license in the category of
the company’s strategies and policies on the business continuity management (BCM) and the business continuity plan (BCP), including allocation of resources and budgets to relevant units properly, and
management (BCM) and the business continuity plan (BCP), including allocation of resources and budgets to relevant units properly, and shall arrange following up and compliance with the said policies and plans
category of mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or undertaking of investment units All mutual
performing in the system development division from the division and personnel performing in the system administration division and shall provide a cross-check system among the personnel in such units. However
personnel in such units. However, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation