are still employed to continue contributing to the fund with or without the employer’s contribution; and 5. Supervision: e.g., specifying the standards for fund registration regulations and guidelines
front, new technologies will also be applied for capital market development and supervision and for upgraded cybersecurity. (3) Capital market’s prospects are steered towards sustainability through the
needs. As such, intended outcomes from the supervision and development of the Thai capital market will be achieved. Rapee Sucharitakul, SEC Secretary-General said that the SEC Board has approved the
appropriate and reliable supervision and investor protection. In any case, investors are advised to study details and conditions of target products thoroughly before making investment decisions. For inquiries
management while rendering proper investor protection. Financial institutions that used to rely on B/E fund source have time until end of June to prepare for compliance with SEC supervision,? said SEC
offering process, and the procedures for remittance of funds.? Separately, the signatories have also agreed to an arrangement to provide mutual assistance in relation to the supervision of cross-border
Office shall conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public and shall notify the foreign entity of any observation from the
institution that already operates under the supervision of other regulatory authorities prior to obtaining a derivatives business license. (b) Change of position of the person who has already been approved by