buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary
(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
and TFG-W1 by using inside information concerning TFG’s operating results for the first quarter of 2559 or the second quarter of 2559,as the case may be, that had not been generally disclosed to the
) assets contributed by members; (2) assets procured as collateral for clearing and settlement of securities; (3) assets procured for protection of the trading, clearing and settlement of securities; (4
Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1 Objectives of the Supervision of Derivatives Clearing Houses Clause 2 A derivatives clearing and settlement system is a
cash settlement or a physical delivery of shares or the other methods. 7. Offering price: Specify an offering price per unit. 8. Early redemption: Specify yes/no. If “yes”, disclose the details relating
obligations thereunder. Unless a party is able to offset its position before the settlement date, the seller of futures is obliged to make and the buyer is obliged to take delivery of the underlying asset of
futures Futures is a contract where both the buyer and seller have an obligation to comply with the agreement in the contract. Therefore, if the contract is not closed out before the settlement date, the
the settlement date, the seller is obliged to deliver the goods to the buyer while the buyer is obliged to make payment to the seller (physical delivery) or any party shall be paid or shall pay to the