apply for the Type D license (limited brokerage, dealing or underwriting of investment units) and investment advisory service license. The revisions would help investing public to have greater access to
the competition, align and enhance the supervision of alike activities, and provide investors with proper protection. SEC therefore invites public to submit their comments on the proposed amendment
damage to investors. During these transactions, SET, after having found such trading orders, had given warnings to four securities companies that provided trading service to Surin, but SET still found
In October 2024, the SEC Board approved a public hearing on the proposed principles for amending the Notification of the Ministry of Finance regarding Digital Asset Business Licensing B.E. 2561
mule accounts, enhancing the security of public financial transactions and improving the effectiveness of combating online scams. Both laws will take effect upon their publication in the Government
, Stakeholders and interested parties are welcome to submit comments via website or email: kornwara@sec.or.th or SEC Hotline 1207 (24-hour service). The public hearing will end on 28 December 2020
Receive Date Details ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED 2023 07/05/2024 ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED 2022 21/02/2023 ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED 2021 30/03/2022
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