and the regulation prescribed by the securities company under this notification. Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any
28 February 2005. (Translation) -8- Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any rules, conditions and procedures in details
. (Translation) -8- Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any rules, conditions and procedures in details concerning the provision of
risk on securities companies due to incompliance with and negligence of the legislations. As a result of the above-mentioned risks, the SEC deems it is necessary to issue a more specific and detailed
risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the
with and negligence of the legislations. As a result of the above-mentioned risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications
therefore necessary to issue this Notification.
deemed appropriated to issue this Notification. Qualifications of the Applicant for Approval of Category A Investor Contact As referred in the first paragraph of Clause 4 of the Notification of the SEC