selling of any securities ; (10) “ analysis of securities investment ” means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, the
) “analysis of securities investment” means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, the value of securities or the suitability
wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC Office at least 5 business days before the date of providing
end of such 30 days. Clause 10 In case an intermediary wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC
Manual for the Public. Clause 10 In case an intermediary wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC Office
make the public misunderstand in its condition, operation or service. Any advertisement referring to number, data or statistical report shall specify the source of such number, data or statistical report
that may make the public misunderstand in its condition, operation or service. Any advertisement referring to number, data or statistical report shall specify the source of such number, data or
equal to the amount of the license fee already paid by the applicant for the said derivatives business license. Chapter 3 Return of Existing Derivatives Business License Clause 18 An applicant for