complaint inspection report from Apple Wealth Securities, the SEC has investigated further and found that Pisist had solicited a client to trade securities to earn the set interest rate of 8 percent within
intention to illegitimately seek benefits from client?s assets. Following the complaint filed by the clients of Siam City Securities Co., Ltd., and the company?s auditing report where numerous clients had
dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodged by clients of Siam City Securities Co., Ltd., and the company?s report on investigation spurred from
accounts. Those orders were submitted without sources and {ก} admitted that he took trading orders via mobile phone. In addition, he received the trading orders from one client for another client's
Order No. 2/2021 Dated 21/12/2021 Bitkub Online Company Limited Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, failed to comply with the rules, conditions and methods of trading
, provided custody of customers' http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 1/2021 Dated 02/11/2021 Bitkub Online Co., Ltd Between January 5, 2021 and January 24, 2021
, did not keep customers' http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 1/2021 Dated 02/11/2021 Bitkub Online Co., Ltd Between January 5, 2021 and January 24, 2021, Bitkub
The Securities and Exchange Commission (SEC) collaborated with the Asia Investor Group on Climate Change (AIGCC) in organizing an online workshop on the topic, "Developing a Climate Action