รัพยอ์า้งอิงเป็นดชันีตราสารทุน ดงันั้น จึงตอ้งแสดงรายการไวภ้ายใตห้มวดตราสารทุน หวัขอ้ 1.3.1.2 index options เป็นตน้ 6 ซ่ึงเกิดขึ้นไดท้ั้งในลกัษณะของการแลกเปล่ียน fixed กบั fixed interest rates (basic
dishonest act that results in widespread damage, either under Thai or foreign laws; (4) being a person subject to a suspicious ground of being arranged for the person with the characteristics under (1)(2) or
Thai or foreign laws; (4) being a person subject to a suspicious ground of being arranged for the person with the characteristics under (1)(2) or (3) to avoid compliance with the regulations for
, amend or refrain from any act. In the case where the investment advisory company is unable to act, amend or refrain from any act ordered by the Office under the first paragraph, the approval under Clause
restoration plan or operation was not approved by an agency supervising such financial institution or the Commission of the Organization for Reformation of Financial Institution System or has been ordered to
such financial institution or the Commission of the Organization for Reformation of Financial Institution System or has been ordered to rectify the damaged financial position by decreasing capital and
transferring before maturity; 4. investing in bill of exchange or promissory note that ordered payment or issued by a commercial bank or other banks established under specific law or securities company licensed
maturity of such instrument shall not exceed one year and shall not have any restriction on selling or transferring before maturity; 4. investing in bill of exchange or promissory note that ordered payment