Bangkok, 20 October 2016 - The SEC has suspended approval of 11 investment consultants of six securities companies for soliciting investors to purchase IPO and over-the-counter shares to seek
the securities company may reduce the expenditure for undertaking its business by using back office service from service provider and due to the criteria for undertaking securities business of
reduce the expenditure for undertaking its business by using back office service from service provider and due to the criteria for undertaking securities business of securities company has prescribed
compliance of the Notification of the Capital Market Supervisory Board No. TorChor. 12/2554 (2011) Re: Rules, Conditions and Procedures for the Acquisition of Securities for Business Takeovers (including the
of digital asset fund managers digital asset business operators. Essentially, the proposed amendment would allow digital asset fund managers to apply for a quota to execute foreign exchange
clinic for business operations and fund raising approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018) SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital
prevent possible damage to digital asset investors and the public https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9892 SEC opens consultation clinic for business operations and fund raising approval