information for decision making. Mr. Richard McGillivray, guest speaker from CFA Institute, shared valuable knowledge on ESG through mini case studies with more than 100 Thai professionals from the securities
fund management to create tangible positive impacts. The SEC believes that a strong “Tone from the Top” from the Board of Directors and senior management of AMCs will be key to advancing this agenda
Recommendations, prepared by the SEC with support from the TCFD, is a vital tool for listed companies, investment analysts and asset managers to gain a better understanding of climate-related financial
regarding proper disclosure of information, which should reflect both past performance and a clear vision for future operations, with perspectives from investors who have direct experience in selecting
regarding proper disclosure of information, which should reflect both past performance and a clear vision for future operations, with perspectives from investors who have direct experience in selecting
approval from the Sub-committee which is chaired by Mrs. Methini Thepmanee and composed of experts and representatives from public and private sectors
According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of
by 20 to 25 percent from the business-as-usual level by 2030.The financial sector plays a crucial role in mobilising funds to promote sustainability practices in the country. Most recently, financial
“The progress of government action on the National Action Plan on Business and Human Rights and implementation that extends the National Action Plan” together with representatives from Japan
At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took