insurance company, statutory company, mututal fund, private fund, the Governement Pension Fund, provident fund or any other legal entities as specified in the notification of the SEC Contact The Securities
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ตรวจสอบพบว่า เมื่อวันที่ 7 และ 11 มิถุนายน 2567 ที่ประชุมคณะกรรมการ NEX ได้มีมติให้มีการออกและเสนอขายหุ้นสามัญให้แก่บุคคลในวงจำกัด (Private
capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of
private sector, has been further developed under the name, Scamtify.
valuable and useful comments from various stakeholders including governmental and private sectors, civil society, academic sector and international organizations. Most of the feedbacks agree with the
, which was attended by over 300 participants from both the state and private sectors in the capital market, on 7 December 2019 at Surasak Ballroom, Eastin Grand Hotel Sathorn Bangkok. SEC Secretary
execution.The draft rules would grant a waiver of private fund license and derivatives fund manager license for both services above which would be considered incidental to brokerage. However, the intermediaries
public hearings from the third quarter of 2017 to the second quarter of 2018 and has included comments and suggestions of the private sector in the revision of the criteria. Most of the parties
establish measures and mechanisms to develop the potential of CII agencies in the public and private sectors, educational institutions, scholars, researchers, professors, pupils, and students, and to provide