information in detail and exercise their voting right to protect their own interest and inquire the company’s executives to obtain complete information for decision making. ______________________ * MACO plans

complete information for their decision-making._______________________

} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client

who has at least 50 million baht in total assets or 4 million baht in annual income or 10 million baht investment in securities , the amount of which can be combined with spouse?s) , or (ii) a juristic

research which is undoubtedly beneficial to investment decision, securities company and listed company. All respective market participants must seek closer cooperation for investment research quality

carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance

underlying products, for example. Solicitations for initial investment start at around 300,000 baht with attractive high returns to lure investors for immediate investment decision. The unlicensed companies

channel anytime. {A}'s actions were deemed non-compliance with investor contact's standards of conduct of Clause 14(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and

exceed 444.70 million baht.  Due to the significance of such transaction in terms of size and involvement with EMC?s major shareholder, the Leenabanchong group, the proposal is therefore classified as

investment advice and the clients' trade order instructions. He admitted that he had advised his clients and taken orders via mobile phone.{A}'s actions were deemed as taking trading orders from a person being