(1940), the next step is for creditors to submit a request for debt repayment to the official receiver of the Legal Execution Department within one month from the publication date in the Government
applicable scope of investment advisory business operators to ensure that they would implement sufficient controls for managing IT-related risks arising from the use of technology; and (5) To improve other
bond issuers. This also includes ensuring sufficient disclosure of information for investors through the funding portals’ platforms, accommodating their decision-making regarding the use of services
the use of financial services by investors. The SEC is therefore proposing to amend the reporting rules for business operators. Currently, the existing regulations require that business operators
industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for
seminar on “Thailand Taxonomy 2.0: Driving the Thai Economy towards sustainability” on May 27, 2025, from 1.30 – 4.00 p.m.. This seminar aims to promote the understanding of the concept and the use of
use their own funds to pay a compensation to the affected mutual funds instead of reducing the number of units. In other cases, the regulations do allow AMCs to compensate using such method. The SEC has
matters for consideration of approval as follows: Agenda item 1: Permission to use the Book-Closing Date for the payment of interest and/or the payment of any benefits as the Book-Closing
investment decisions when solicited to invest or use investment services of business operators to protect themselves from potential harm in various ways, including falling victim to scams.” To verify the list
arising from the use of technology; and (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are