/logos or images of the SEC executives, (4) Forwarding 163 cases regarding fraudulent loans with exaggerated high returns to the Fiscal Policy Office for consideration of legal action under the Emergency
therefore filed the complaints with the DSI for further legal proceedings. In addition, the 25 persons charged with the criminal complaints are liable to having untrustworthy characteristics as director or
prevent any damage from frauds. Accordingly, the bank has terminated the employment of these investment consultants without making any severance payment, initiated legal actions, and compensated every
assessment, however, raised a point of Thai judicial procedure whereby the cases that have reached court conclusion were significantly outnumbered by the SEC?s complaints. (3) Political and Legal Environment
forward the case to the Settlement Committee to consider fine penalties, and if they refuse to enter the settlement process, the SEC shall file a criminal complaint for further legal proceedings
file a criminal complaint for further legal proceedings. -------------------------------1 Clause 23(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules
เสนอขายหุ้นเพิ่มทุนดังกล่าวเพื่อเป็นค่าตอบแทนการซื้อหุ้น OW และมีเงื่อนไขว่า (1) CIG จะต้องได้รับเงินจาก RO ไม่ต่ำกว่า 310 ล้านบาท (2) การตรวจสอบสถานะทางกฎหมาย (Legal Due Diligence) ที่เกี่ยวข้องกับ
. Report of securities business transactions and other services relating to securities business that head office or other related offices have provided to companies or other legal entities registered in
The Office of the Securities and Exchange Commission (Translation) PAGE (Translation) 7 Readers should be aware that only the original Thai text has legal force and that this English translation is
The Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference