Kuala Lumpur, 16 March 2012 - The ASEAN Capital Markets Forum (ACMF)1 announced today that securities regulators and stock exchanges of Malaysia, Singapore and Thailand have signed a Memorandum of

institutions have come into spotlight while innovation and technology help entail even more rapid fund flows. As Thai capital market supervisory and development authority, the SEC has played more proactive role

misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile

) (SEA).  The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and

in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being

of both companies have not yet transferred the shares to the company. SCAN could be exposed to risk of not getting money back if the agreements are terminated. IFA also indicated that in case of

remain sufficient for the first investment scenario. In case WAVE intends to increase its holding up to, after the capital increase, 25 percent of its registered capital, WAVE will have to spend large

expertise, stimulate experience sharing and CG implementation among directors and management of Thai listed companies. All these aspects have generated Thai listed companies? quality growth through promotions

, therefore, filed the criminal complaints against all of the above offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business

opportunities at ASEAN capital market regulators. The ACMF welcomed the progress of the framework for cross-border offering of ASEAN collective investment schemes, noting that 13 funds have been recognised by