businesses have potential and capability to go public but yet to do so. Perhaps, lack of sufficient knowledge and understanding about fund raising through the capital market is one of the obstacles. To support
. ?To make right decision, investors must have an easy access to reliable information and a helping tool for investment planning. Therefore, the SEC develops Mobile App ?start-to-invest? to be responsive
Kuala Lumpur, 16 March 2012 - The ASEAN Capital Markets Forum (ACMF)1 announced today that securities regulators and stock exchanges of Malaysia, Singapore and Thailand have signed a Memorandum of
institutions have come into spotlight while innovation and technology help entail even more rapid fund flows. As Thai capital market supervisory and development authority, the SEC has played more proactive role
misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile
) (SEA). The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and
in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being
of both companies have not yet transferred the shares to the company. SCAN could be exposed to risk of not getting money back if the agreements are terminated. IFA also indicated that in case of
remain sufficient for the first investment scenario. In case WAVE intends to increase its holding up to, after the capital increase, 25 percent of its registered capital, WAVE will have to spend large
expertise, stimulate experience sharing and CG implementation among directors and management of Thai listed companies. All these aspects have generated Thai listed companies? quality growth through promotions