Investment Unit Holding in Mutual Funds and Duties of Management Companies. In the case that the SEC Office issues an order to revoke the approval for the establishmet and management of a mutual fund under
decision for proprietary trading account to perform such duties; (2) Provide service for client relating to trading of government bond or bond that principal and interest are guaranteed by the Ministry of
company appoint a person who make a decision for proprietary trading account to perform such duties; (2) Provide service for client relating to trading of government bond or bond that principal and interest
for proprietary trading account to perform such duties; (2) Provide service for client relating to trading of government bond or bond that principal and interest are guaranteed by the Ministry of
during the course of business undertaking; (7) “ investor contact ” means any person who performs duties in contacting, soliciting, giving advice or planning related to the purchase or sale or investment
business undertaking; (7)1 “investor contact” means any person who performs duties in contacting, soliciting, giving advice or planning related to the purchase or sale or investment in securities for
1,343,023 1,374,024 (31,001) (2.3) Directors’ remuneration 8,631 11,153 (2,522) (22.6) Premises and equipment expenses 333,021 238,457 94,564 39.7 Taxes and duties 92,527 90,224 2,303 2.6 Loss from
30, 2019. 2. File tax return together with tax cover form and form for payment of stamp duties in cash for all types of taxes and duties online (e-Filing) for 12 successive months (paper-based tax