&start=0&rows=10 1 - 10 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 1/2023 Dated 24/04/2023 Zipmex Company Limited During September 15, 2021, to May 7, 2022
) Mr. Peeranut Siripornpitak, who is Mr. Suthee Siripornpitak’s son, jointly committed the offense of manipulating the RPC share price during the afternoon trading sessions between 18 and 31 August 2021
Earlier, the SEC filed a criminal complaint against 32 individuals,* as co-principals, for jointly manipulating the price or trading volume of MORE shares during 18 July – 10 November 2022. Their
products Type 2 (IC complex 2**) and specified a period, during which her resubmission for an application for an approval as a capital market business personnel would not be accepted, for nine years and
According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the month of May 2018, Kitti knew or possessed the inside information
baht during 13-20 March 2020, and the reduction and cancelation of BOT bond issuance, while the Monetary Policy Committee has reduced the policy rate to the record-low level of 0.75 percent per year
out and paid to the unitholders at a price higher than the market price at the time. Chanyarat used the information above to buy UOB8TF units into her securities account during 20 August 2015 – 11
According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of
market business during the period he is prosecuted. In addition, the SEC investigated the Investment Committee of Solaris Asset Management Co., Ltd. in authorizing the mutual fund to invest in debt
that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself