provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business
characteristic under Clause 31(4) of the same Notification.
a prohibited characteristic under Clause 31(3) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June
e-service Online Submission Private Fund/ >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board Tor Nor 89/2558 Rules for
law and the requirement of investment grade rating are not applicable to a private placement (PP10). ** The existing issuers with the outstanding non-investment grade bonds as of 31 December 2023
help promote capital allocation, risk management and investment of private sector, as well as to shape policy and supporting measures to achieve sustainability and climate change goals. Thailand Taxonomy
mechanism to help promote capital allocation, risk management and investment of private sector, as well as to shape policy and supporting measures to achieve sustainability and climate change goals
Initiative for Thailand that set the direction for driving sustainable finance across the financial sector. The Board, co-led by the BOT and the SEC, consists of relevant parties from the public and private
agencies: For example, the “SME PE VC” working group was set up to integrate collaboration among 13 government and private agencies. This seminar also included some panel discussions under the topic of
SEC held the second meeting with the “SME Startup PE VC” working group, set up to promote access to the Thai capital market by small- and medium-sized enterprises, startups, private equity firms