the benefit of investors and the Thai capital market as a whole."SEC is pleased to support the implementation of the Prof. Link platform by allowing an automatic linkage of license information according
According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of
performance according to I Code, (2) Enhancing knowledge and expertise of professionals in the investment management industry by incorporating ESG factors into investment decision making, and (3) Developing ESG
strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive
investigation revealed that the investment on the bills of exchange (B/E) had been approved by the Investment Committee of Solaris Asset Management Co., Ltd. chaired by Mr. Suphan Sethapanich. According to
SEC. Such applicant shall meet the qualifications, and the application be made according to the regulations prior to providing custodial service; (2) To require the digital asset
of companies, capital market, economy and the country at large. SEC plans to give continuous support to companies interested in disclosure according to the TCFD recommendations. In the first quarter of
, collectively referred to as the “Mahachai Group”, as the sponsor and lender whereby GSTEL had entered into the agreement on 17 February 2014. According to the opinion of the independent financial advisor (IFA
million baht. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to
position of securities issuing companies and listed company. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 22 May 2014 - 30 June 2014, the