funds could use voluntarily when considering the risks and opportunities that accompany climate change and the financial impacts on the investee companies. The Guidelines also include how asset managers

surveillance through information sharing to keep pace with cybersecurity threats. In addition, all service users and investors should be aware of the use of technology and the threats that may come with it, by

, including foreign digital asset business operators, were soliciting the public to make investments with, or use services of, such unlicensed entities at a financial technology exhibition held at a shopping

agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded

intention to use other assets for his own benefits. His actions deemed a breach of Clause 14 (1) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated

regard, the SEC urges investors to be cautious in making use of news coverage on securities offering or fund establishment and listed companies? profit forecast, if it has not approved by the SEC or not

scheme, {F} and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading accounts.Their actions were in

persons should contact the ECD Police at 0-2237-1199 for further legal proceedings.Vasant Thienhom, the SEC Deputy Secretary-General said that, ?At present, scammers use a variety of approaches and patterns

; accordingly, investors can use historical fund performance as guidelines for their investment decision making. The financial crisis may, nevertheless, impact mutual fund performance persistence during the said

Police at 0-2237-1199 for the benefit of litigation.Vasant Thienhom, SEC Deputy Secretary-General said, "At present, scammers use a variety of technics to lure investing public; for instance, offering