สารสนเทศข่าว มติ BOD 5-60 Final 20171126 En No. NDR013/2017 Subject Resolution of the Board of Directors’ Meeting To President The Stock Exchange of Thailand Enclosure 1. Information Memorandum on 2
According to a case referral from the Stock Exchange of Thailand (SET), it was revealed that TRC executives had known or possessed inside information, as expressed in the auditor’s opinion, about TRC
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
safekeeping of additional documentation of such business operations. The key points of the proposed amendments are as follows: (1) DA operators would be required to keep records related to the
without license. There is evidence of their illegal activities, such as records of investment advice rendering to clients, records of clients’ trading executions, details of clients’ trading transactions
October 30, 2020 Subject: The Management Discussion and Analysis for the second quarter ended June 30, 2020 To: President The Stock Exchange of Thailand Well Graded Engineering Public Company Limited (“the
October 30, 2020 Subject: The Management Discussion and Analysis for the year ended 31st December 2019 To: President The Stock Exchange of Thailand Well Graded Engineering Public Company Limited (“the
expenses related to the preparation for listing on the Stock Exchange. Net Profit For the first nine-month of 2020, the company had a net profit of 5 0 . 2 4 THB mn, a decrease of 4 2 .53 THB mn from the
Settlement Committee Order No. 4/2022 Dated 05/05/2022 Bitkub Online Company Limited In the listing process of Bitkub Coin (KUB) on Bitkub Online Company Limited ("BO")'s digital asset exchange, BO by the