2019, SEC found that non-investment grade bonds and unrated bonds take up 6 percent of all private bonds. The overall number of bond issuers had decreased in comparison to 2018, more than half of the
up-to-date information. The platform caters to the demand of all parties involved in the capital market's licensing system, specifically designed in compliance with the Personal Data Protection Act
suppress offenses, strengthen investor protection, and build confidence in the capital market. This is an extension of our collaboration with both agencies after the previous MOUs with the AMLO and the DSI
protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
investor education, market disciplines and industry participations. Duty performance of company directors and executives is closely monitored to ensure compliance with corporate governance, protection of
securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
The Passport is intended to provide significant benefits to investors through more fund choice, while maintaining effective legal and regulatory arrangement for investor protection. It is also
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the
protection mechanism.? The Royal Decree on Digital Asset Businesses B.E. 2561 (2018), which has become effective since 14 May 2018, stipulates that the SEC shall be the main regulator for digital token