person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of instruments and the examination of the management on compliance with the
of fund management business shall be prescribed in writing and the person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of
benefits of a derivatives business operator or in connection with derivatives business in a position or a nature of work related to derivatives trading, solicitation or provision of advice relating to
following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) a derivatives business operator; (3) a derivatives business
of Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for
Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Derivatives Business (No. 3) 11/05/2011 16/05/2011 5. Notification of the Securities and Exchange Commission Kor Khor. 10/2547 Registration of Derivatives Business Operator In the Category of