(Newest) Date (Oldest) Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities http://capital.sec.or.th
support for the proposed amendment. The SEC has therefore issued a notification regarding the amendment to the criteria for designating the list of eligible cryptocurrencies to be used for investment
The amendments contain key points as follows: (1) Repealing the requirement for crowdfunding debt (CFD) issuers to report significant events to the SEC, as specified in the Notification of the
Pursuant to the Notification concerning Determination of Fees for Filing of Registration Statement, Registration and Other Applications, as amended, the calculation of fees shall be based on the
capital market business personnel for 6 months, effective from June 27, 2015. *Clause 11(6) of the SEC Office Notification No. SorKhor.15/2548 Re: Approval of Investor Contacts and Standards of
follows; (1) engaged in an act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board
International Securities and Commodities Alerts Network (I-SCAN) ซึ่งมีไว้สำหรับรวบรวมข้อมูลพฤติกรรมที่เข้าข่ายหลอกลวงลงทุน บริษัทที่ไม่ได้รับใบอนุญาต รวมไปถึงการกระทำอื่นใดอันเป็นที่น่าสงสัยจากประเทศสมาชิกในการ
) Asset Management, (4) Digital Assets & Digital Finance, (5) Scam Alerts, and (6) Smart Investors - Tips and Tricks. Moreover, for the first time this year, the SEC will organize an onsite event on
. Furthermore, IOSCO encourages platform service providers to utilize IOSCO International Securities and Commodities Alerts Network (I-SCAN), which is designed to collect data on behaviors indicative of