securities in the category of Private placement Between 20 June 2017 – 20 December 2017 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the
specified in the notice of the shareholders’ meeting the seeks approval for the issuance and offering of new shares that is not in accordance with rules, conditions and procedures as specified in the
offering to sale newly issued securities in the category of debenture without approval from the SEC Office during June 2017 – December 2017 resulted from the instruction or the failure to give instruction
issued securities in the category of shares (Public Offering) without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.34 in conjunction with
for supporting business continuity To operate a critical business function continually, companies shall arrange BCP in a written and obtain an approval from senior management and the Board or the
, companies shall arrange BCP in a written and obtain an approval from senior management and the Board or the appointed working group. The BCP as such should be kept at place of business, either inside or
interrogation to the officer of the SEC Office; (4) where it is apparently impractical in the light of such circumstance; (5) where it is an administrative enforcement measure. The provision under the first
granted an exemption from the Office with an approval of the Capital Market Supervisory Board: (1) shares issued or offered for sale by a parent company or a subsidiary company of the securities underwriter
the Office with an approval of the Capital Market Supervisory Board: (1) shares issued or offered for sale by a parent company or a subsidiary company of the securities underwriter; (2) certificates