of the investment committee. 3.2.2 Practices on Submission of Trading Orders (1) Prescription of criteria for selection of the brokerage company e.g. research market information, best dealing and

of the investment committee. 3.2.2 Practices on Submission of Trading Orders (1) Prescription of criteria for selection of the brokerage company e.g. research market information, best dealing and

Competition 1 1.3 Regulatory Changes 2 2. Risk Management and Risk Factors 5 2.1 Credit Risk Management 5 2.2 Market Risk Management 5 2.3 Liquidity Risk Management 6 3. Business Directions and Operations of

on trading and foreign exchange transactions and revenue from capital market products. Other operating expenses rose Baht 204 million, or 1.31 percent, over the same period of previous year. Major

policy and guidelines on corporate governance and unabridged code of business conduct prepared by the Company Attachment 6: Report of the Audit Committee Part 1 Business Operation and Operating Results

undertaking and details of asset appraisal Attachment 5: Unabridged policy and guidelines on corporate governance and unabridged code of business conduct prepared by the Company Attachment 6: Report of the

2.1 Credit Risk Management 5 2.2 Market Risk Management 5 2.3 Liquidity Risk Management 6 3. Business Directions and Operations of Core Businesses 7 3.1 Sustainable Development and Corporate Governance

ธุรกรรมในตลาดรอง (Secondary Market) สมุดบันทึกรายการส่งค าส่ัง ส ำหรับบันทึกข้อมูลรำยกำรค ำส่ังเสนอซ้ือ (Bid) หรือค ำส่ังเสนอขำย (Ask หรือ Offer) ของผู้ลงทุน เสนอซ้ือหรือเสนอขาย (Orderbook) โครงสร้ำงข้อมูล

traded Mutual Funds. Clause 42 In this Division: (1) “market maker” means the major participating investor appointed by the management company to cause the trading price of the exchange traded mutual funds

Market Supervisory Board, or the Office of the Securities and Exchange Commission has recommended any investment in the securities nor shall they assure the value or returns on the securities being offered