The Office of Securities and Exchange Commission (SEC) has been notified by the Stock Exchange of Thailand about the artificial appearance of ACD shares during the end of year 2014 causing by the
, Stakeholders and interested parties are welcome to submit comments via website or email: kornwara@sec.or.th or SEC Hotline 1207 (24-hour service). The public hearing will end on 28 December 2020
@sec.or.th. The public hearing will end on 27 November 2020. __________________________
functioning as a capital market investment consultant ends on 31 December 2017, the suspension period shall end simultaneously. In addition, the SEC shall not accept his new application for approval as capital
Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value
, from the beginning to the end. This type of lawsuit is another solid legal option for investor protection and remedy,” said Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary
Educational Project to prepare auditors for the launch of the new official auditor?s report at the end of the year.Senior Assistant Secretary-General Prakid Punyashthiti said: ?Starting from the financial
be allowed by the end of this year. Criteria for CIS to be offered will include (i) offer must be made only to institutional investor and high net worth investor with specified investment
alternatives to non-retail investor in Thailand. In addition, offer for sale of ASEAN CIS to retail investor will be allowed by the end of this year.Criteria for CIS to be offered will include (1) offer must be