to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 666,666.66 Baht SEC Act (before the fifth
disclosed to the public. 09/01/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.33
account using such information – constituting an offense of insider trading 19/02/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
Committee. SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 08/12/2022
to the Settlement Committee. SEC Act S.300 in conjunction with 56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 08/12/2022
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary , in order to monitor the compliance with this
for several persons who use services of such financial institutions or several levels through an omnibus account; (e) monitor the clients’ execution of transactions closely. While reviewing and revising
clients which open an account or make transactions with the intermediary for several persons who use services of such financial institutions or several levels through an omnibus account; (e) monitor the