person who is authorized by the derivatives fund manager to make an investment decision to acquire benefits from derivatives for others; “Association” means any derivatives fund management regulatory
หลักฐาน นอกจากนี้ บริษัทหลักทรัพย์ต้องแต่งตั้งเจ้าหน้าที่นำส่งข้อมูลอิเล็กทรอนิกส์ ซึ่งเรียกว่า “ผู้ปฏิบัติการ (Authorized Officer)” โดยส่งหนังสือแต่งตั้งผู้ปฏิบัติการดังกล่าวไปยังสำนักงาน ทั้งนี้ หาก
submission date; (2) name and location of the applicant; (3) name, work experiences and qualifications of the person whom the applicant will appoint as the authorized person of securities registrar; (4) rights
experiences and qualifications of the person whom the applicant will appoint as the authorized person of securities registrar; (4) rights, duties and responsibilities between the securities registrar and the
in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management
information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management company to provide advice or
objective restriction in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset
following criteria unless a waiver has been obtained from the SEC Office: (a) any director who is an authorized signatory of the company, independent director, manager, or any person holding equivalent
signed by the foreign ETF operator, or in case of juristic person, by the person authorized to affix signature in binding with such juristic person; and (6) Letter of appointment of representative in