under Section 289. This case is in the process of inquiry by the inquiry official SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 22/01/2024

is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 04/03/2024

Office as specified in the notification of the Capital Market Supervisory Board. However, he failed to submit the form and comply the rules. This case is in the process of inquiry by the inquiry official

safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by

was the person who presents the financial statement to Board of directors and approve the false financial statement. The public prosecutor issued a final non-prosecution order. The case was deemed final

online platforms such as Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case

showed prices and trading volumes that is not actually occur during 2021 - 2022. Such information disclosure could mislead investors about the actual trading volumes or prices. This case is in the process

business without a license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2024

asset business without a license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2024

and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1