Best Practices in Managing Climate-related Risk by Global Asset Managers are available on the SEC website via: https://www.sec.or.th/TH/Documents/CompanyHandbooksandGuidelines

retirement savings in a timely manner. In addition, the proposed regulation would enable AMCs to better manage the unclaimed money. The consultation paper is available at https://www.sec.or.th/TH/Pages

be a parent company or a subsidiary of the derivatives broker on the filing date of the case.          The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=942

investment solicitation, the solicator needs to obtain a proper securities business license. The SEC lists of licensed and approved persons are available at www.sec.or.th. For inquiries or reports of leads or

sufficient knowledge on the product to invest in. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the

licensed business operators to avoid scams and rip-offs. List of licensees is available at the SEC website (www.sec.or.th) under ?License Check? banner while list of entities which are not licensees under

available for investors. Thus, investors should learn of information relevant to investment in mutual funds, including mutual fund fees & expenses and performance persistency, for example. Besides, mutual

seminar and distributed along with checklist to listed companies which would be useful for their 2012 MD&A preparation.  The seminar documents and video, recommendation, and checklist are available for

such solicitor to ensure proper legal protection. A list of licensees is available at the SEC?s website (www.sec.or.th) while a list of those not licensed by the SEC can be viewed under ?Investor Alert

services and investment choices will be available to serve investors? risk appetite. Also, the investors will have wider opportunities to obtain a wide-range investment advice from independent business