Companies Licensing Business Operation Rules Fees Related Circular Letter Licensing/Ministerial Regulation Activities not deem to be classified as operating securities business Business Operation Rules
project, auditors will be classified into 2 groups: (I) auditors for companies in capital market and (II) auditors for companies to be listed on SMEs board which will be launched in the future for
Investment Consultant dated January 18, 2012; classified as prohibited characteristics of personnel in the capital market according to Clause 6(1) of the of the Notification of Capital Market Supervisory Board
account the information on anti-corruption progress indicator. Furthermore, the assessment results, classified by country and by company, will be publicly available on the CG Thailand website. For those
{B}'s action was also deemed as breach of duty by performing investment analyst or investment consultant duty without obtaining the SEC's approval. Their actions were classified as prohibited
Investors and Private Funds, dated 29 January 2021*** SRI Funds are classified into three types, namely Thailand ESG Fund (Thai ESG), Thailand ESG Extra Fund (Thai ESGX), and ESG Funds.
million. Other income amount of 19 million Baht increased 17 million Baht from last year, this included compensation of 15 million Baht for another party’s breach of agreement. Costs and Expenses In 2018