Market Supervisory Board within 28 Febraury 2023. However, the inaccurate key financial ratio for Q1 year 2022 was submitted on 28 February 2023, and the accurate key financial ratio for year 2022 was

”) through the transmission system of the SEC office within February 28, 2023. However, KKC submitted the MD&A to the SEC office on March 2, 2023. later than the period specified in the notification of the

Interim Management Discussion and Analysis for the year 2022 (MD&A) through the transmission system of the SEC office within the period specified in the notification of the Capital Market Supervisory

account but failed to prepare and disclose report on change in her securities to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sasavat later

to prepare and submit result of the crowdfunding debentures sale report to the SEC Office within the period specified in the notification of the SEC resulted from the instruction or the failure to give

COL securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

Satochi Company Limited Satochi Company Limited ("Satochi"), a digital asset broker, is obligate to submit a request for approval of major shareholder to the SEC office within the period

Satochi’s failure to submit a request for approval of major shareholders to the SEC office within the period specified in the notification of Ministry of Finance, resulted from the instruction or the failure

Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and