ธุรกิจ ห ลั ก ท รัพ ย์ (Securities Finance Corporation) ต าม ก ฎ ห ม าย ว่ า ด้ ว ย หลักทรัพย์และตลาดหลักทรัพย์ “TSR” ใบแสดงสิทธิในการซ้ือหุ้นเพิ่มทุนที่โอนสิทธิได้ (Transferable Subscription Right
เทศน้ัน “TBMA” สมาคมตลาดตราสารหน้ีไทย (Thai Bond Market Association) “TSFC” บล. ที่ได้รับใบอนุญาตประกอบธุรกิจหลักทรัพย์ประเภทการให้สินเชื่อเพื่อธุรกิจ ห ลั ก ท รัพ ย์ (Securities Finance Corporation) ต
& Verify(A) SignFile & Verify(B) Authorization details (EF-3) : companyName systemName reportName effectiveDate
of Derivatives Business Operators dated 3 August 2009 stipulate that the appointment or consent to have any person become or act as a director, manager or person with power of management of derivatives
case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant to sign
letter of consent. However, the company failed to fully make the required payment accordingly. The SEC has therefore submitted a request to the public prosecutor to file a petition with the Civil Court
Company Registration Number Officer Name Officer Email Current Datetime Client Datetime SecSign File Version SignMessage & Verify SignFile & Verify(A) SignFile & Verify(B) Authorization details (EF-3
applicant. In case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant
securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior
contact and assigned to work for the company. Such trader later sent several trading orders in the client's account without authorization or contrary to the client's orders, causing damage to the client