. (IT).With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during January 31 - February 4, 2013, Pantipa, IT financial controller, had sold 374,440 IT shares through
number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
definitions of ultra high net worth investors (UHNW);(2) relaxation of ratio and product limits for mutual funds which are offered to institutional investors and UHNW whereby investment in any type of financial
Mr. Watcharachai Watcharatham Between 7 January 2015 to 24 March 2015, Mr. Watcharachai Watcharatham aided or abetted Mr. Werawat Changyoo by deposit, transfer and conduct financial transaction in Mr
increase of the net profit in the financial statements of 2017, by allowing Ms.Chantip to use her securities’ s trading account to purchased Univanich Palm Oil Public Company Limited (UVAN) shares in such a
information about an increase of the net profit in the financial statements of Q2/2018. Subsequently, on 25 June 2018 to 17 July 2018, Mr. Pongsak colluded with Miss Nontiya Ponlawat to commit offense in using
, (10) Mr. Bovorn Rungruangnavarat, (11) Mr. Ekkachai Tangsatjatham, (12) Mrs. Jirawan Boonchokchuay, (13) Miss Nawanwat Tocharoenniwatsai, and (14) Miss Lapatrada Pumput. with personal and financial
Tanasuteerachai, (10) Mr. Bovorn Rungruangnavarat, (11) Mr. Ekkachai Tangsatjatham, (12) Mrs. Jirawan Boonchokchuay, (13) Miss Nawanwat Tocharoenniwatsai, and (14) Miss Lapatrada Pumput. with personal and financial
. with personal and financial relationships, either directly or indirectly, colluded or supported one another to manipulate the price and/or trading volumes of Thonburi Healthcare Group Public Company