Silver Line Trading Intertrade Co., Ltd. Silver Line Trading Intertrade Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the
trading orders or trading MBAX’s stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and placing trading orders or trading securities
) on 20 December 2019 between 10.05.35 a.m. and 11.56.02 a.m. by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting
10.05.35 a.m. and 11.56.02 a.m., and (5) Raja Ferry Port Public Company Limited (RP) between 23 January 2020 at 3.13.08 p.m. and 24 January 2022 at 10.01.59 a.m. (as the case may be) by placing trading
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
Mr. Luacha Bho-ob On 2 February 2018, 6 12 and 13 March 2018, Mr. Luacha Bho-ob colluded with others to manipulate the stock price of Bangkok Sheet Metal Public Company Limited by placing trading
placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 10/04/2024 agreed to
), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 01/07/2025 agreed to comply
Limited’s (TCC), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 25/04/2025 agreed to
Company Limited’s (TCC), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 29/08/2025