, involving approximately 40 alleged offenders. The average processing time has been reduced, with some cases resolved in less than a year. Additionally, the SEC has been collaborating with the SET in

Rule, Dynamic Price Band และ Minimum Resting Time เป็นต้น สำหรับทิศทางในปีหน้านั้น ก.ล.ต. จะมุ่งเน้นส่งเสริมผลิตภัณฑ์เกี่ยวกับความยั่งยืน (ESG) การลงทุนระยะยาว (การเปลี่ยนเงินออมให้เป็นเงินลงทุน) รวมถึง

by solicitation or advertisement of the issuance of the bills for the purpose of raising fund from more than 10 entities at any given time.* In any case, any bills with the following characteristics

these small transactions at a single time;            2) Exempting the reporting requirement for directors or executives who are spouses or cohabit as husband and wife within the same listed company if

ensure that audit firms in the capital market would have sufficient time to make necessary preparations and mitigate unintended consequences for clients, specifically businesses in the capital market. (2

prepare and submit a monthly report of aggregated data and update the system each time the reporting forms are revised. The proposed amendment involves submitting granular data with specified details and

December 2024. The SET has also issued the fee waiver regulations under (2), to take effect during the same time period.  ________________________Notes: * SEC News No. 72/2024: SEC amends regulations

than 1.0 time during the period from 15 April 2025 to 15 January 2026; not less than 1.2 times from 15 January 2026 to 15 July 2026; and maintaining not less than 1.4 times from 15 July 2026 until the

first-time investment in such product.The notifications concerning the aforesaid amendments* will become effective on 16 April 2025.  Remark: * Three relevant notifications are:  1. Notification of the

Thailand including Thai or foreign incorporation, or companies wishing to issue and offer shares for sale to the public for the first time (Initial Public Offering: “IPO”). In this respect, non-listed