following details: (1) objectives, rights, duties and responsibilities among the founding members; (2) causes for dissolution of the securities trading center which shall include at least the following cases
Clause 2(2) shall contain at least the following details: (1) objectives, rights, duties and responsibilities among the founding members; (2) causes for dissolution of the securities trading center which
ปฏิบัติตามที่กล่าวมีเนื้อหาครอบคลุมในเรื่องดังต่อไปนี้ 1. นโยบายรักษาความปลอดภัยด้านเทคโนโลยี สารสนเทศ 2. การแบ่งแยกอำนาจหน้าที่ (Segregation of Duties) 3. การควบคุมการเข้าออกศูนย์คอมพิวเตอร์และ การป้องกัน
undertake securities business in the category of private fund management; “Securities company” means the followings: (1) Management company; and (2) Securities company performing the duties of brokerage
” means the followings: (1) Management company; and (2) Securities company performing the duties of brokerage, dealing or underwriting of investment units. “Association” means any association relating to
company” means: (a) Management company; (b) Securities company performing the duties of brokerage, dealing or underwriting of investment units; (4) “Management company” means any mutual fund management
underwriting of investment units such as a fund fact sheet; (2) “Fund” means any mutual fund or private fund; (3) “Securities company” means: (a) Management company; (b) Securities company performing the duties
shall comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information
credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information selection which may cause assets of clients to be in a condition of low