to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her

Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020.  Investors are

Capital Market Supervisory Board No. TorThor. 92/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities (No.2) ----------------------------- By virtue of Section 16/6 and

neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory

- ร่าง - (UNOFFICIAL TRANSLATION) Attachment to the SEC Office Notification No. Nor Por. 4/2561 List of the countries recognized by the SEC Office concerning supervisory measures on investment

knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by

Supervisory Board (CMSB) members, former SEC Secretaries-General, together with SEC executives and employees joined the ceremonies on 16 May 2024 at the SEC Building.Mrs. Pornanong Budsaratragoon, SEC Secretary

The Capital Market Supervisory Board has approved the proposed amendments to the regulations for offering for sale of newly issued securities by Rehabilitation Listed Company to provide an

.  This amendment approved by the Capital Market Supervisory Board Meeting No. 2/2565 on 15 February 2022 aims to resolve the limitations related to the underwriter’s securities allocation to be in line

were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the