action under Clause 35, the SEC Office shall take the following factors into consideration: (1) relevant roles and demeanors of persons being considered; (2) [other] penalty which such person has already
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................
and widely access financial services in line with their needs; (3) Connected – Thai financial institutions have more roles in the region and provide more cross- border financial services to support
, objectives and operational procedure clearly, thoroughly and obviously; (2) determining [i] organizational structure and [ii] roles, powers, duties and responsibilities of directors, executives and other
shall take the following factors into consideration: (1) relevant roles and demeanors of persons being considered; (2) [other] penalty which such person has already served; (3) impact on or damage to
in Group 3 under Clause 31, or in deliberating an action under Clause 35, the SEC Office shall take the following factors into consideration: (1) relevant roles and demeanors of persons being
depositories shall take at least the following actions: (1) clearly determine roles and responsibilities of the board of directors and executives; (2) evaluate the performance of the board of directors and
condition or operating performance. X. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES A. Directors and Senior Management 1. Identify directors and senior management of the issuer who play critical roles in the
directors and senior management of the issuer who play critical roles in the success of the issuer’s operations, and disclose their business experience, functions, and areas of experience within the issuer to