Effective Date 1. Notification of the Securities and Exchange Commission Rules and Procedures for Applying for License and Registration of Association related to Securities Business 03/08/1992 2
Market Supervisory Board Tor Thor. 60/2561 Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party 01/10/2018 16/11/2018 Notification of the Office
Supervisory Board Tor Thor. 60/2561 Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party 01/10/2018 16/11/2018 Notification of the Office of the
Application for approval as trust manager under the Notification of the Office of the Securities and Exchange Commission concerning rules, conditions and procedures for granting approval as trust manager and
ประเมิน 10 เกณฑ์หลัก เช่น การกำกับดูแลการคุ้มครองข้อมูลส่วนบุคคล (Oversight) นโยบายและแนวปฏิบัติ (Policies and procedures) การอบรมและการสร้างความตระหนัก (Training and Awareness) เป็นต้นสำหรับงาน “วัน
of the Office of the Securities and Exchange Commission No. Sor Nor. 34/2566 Re: Rules, Conditions and Procedures for Managing Provident Funds (No. 4): https://publish.sec.or.th/nrs/10023p_r.pdf